AML 4 MSB 9. PEP Talk
Fear not, I'm not going to start shouting. PEP is yet another acronym. Politically Exposed Person. It feels as though the technical detail of the
AML 4 MSB 8. Customer Due Diligence (CDD)
It's not an only-child. there's big sister Enhanced Due Diligence (EDD) and baby brother Simplified Due Diligence (SDD) too. We'll get to them later.
AML 4 MSB 7. Risk-Based Approach
You have completed a risk assessment and written policies and procedures to mitigate and manage those risks. Now is the time to get into the specific nitty gritty.
AML 4 MSB 6. People and Liabilities
You must appoint a nominated officer. If you are a sole practitioner, then you are the Nominated Officer. (NO) The NO receives reports of suspicious
Merry Christmas
It's certainly going to be an unusual Christmas. We hope that you have a safe and restful time. We're all going to have a lot